Tax Reporting Information

Educational Tax Information For Tax Year 2023

申博菲律宾app, Nicolaus & 公司, 申博菲律宾app是一家提供全方位服务的财富管理和投资银行公司, not an 会计 firm, nor is 申博菲律宾app in the business of giving tax advice. 此页面上提供的信息不打算也不应被视为 basis for proper reporting on an individual’s tax return. 税法非常复杂，涉及州和联邦的解释 purposes that only a qualified tax professional should provide.

IRS Circular 230 Disclosure: 申博菲律宾app, 其附属公司, associates are not in the business of providing tax, 监管, 会计, 或法律建议. 这些材料和任何与税务有关的声明不打算或编写用于, cannot be used or relied upon, 任何 such taxpayer for the purpose of avoiding tax penalties. 纳税人应当根据纳税人的具体情况向税务机关咨询 independent tax advisor.

美国国税局要求斯蒂尔提供各种纳税表格 to 申博菲律宾app clients by the applicable due date. The 信息 provided on this 页面将帮助您了解申博菲律宾app的流程以及提供 educational 信息 relating to yearly tax reporting.

美国国税局的规定要求纳税人和税务表格的发行者提交 their return by certain due dates. 申博菲律宾app works very diligently to issue all tax forms in a timely manner. However, due to the complexity surrounding tax 报告和延迟收到证券的最终报告号码发行人，申博菲律宾app可能需要延迟您的税务信息的最终确定 to an alternate date. 申博菲律宾app will continue to work with the securities issuers to 接收最终数字，以便为您提供准确的税务报告信息.

如果您的投资受到这些延迟的影响，申博菲律宾app将提供“延迟” 通知您邮寄您的税务资料将会延迟的信件 to an alternate 邮件日期. 申博菲律宾app has created a “Preliminary 1099,” which clients can only receive electronically. The “Preliminary 1099” will reflect both 从发行人处收到的最终信息以及证券清单 pending reclassification. Since we cannot determine what items may be affected 年复一年，我们强烈鼓励每个人注册电子交付.

即使采取了这些额外措施，证券发行人也可能向申博菲律宾app提供资金 corrected tax reporting numbers before the IRS filing due dates. 既然我们没有控制这些更正后的税务报告号码何时提供给尽管如此，我们还是鼓励你尽可能拖延2023年的纳税申报表可能的.

为了帮助您准备即将到来的纳税申报季节，申博菲律宾app已经 provided a “Preliminary Mail Schedule” as well as the IRS description and summary below.

IRS Mailing Deadline	表单类型	描述
2024年1月31日^*	1099R和1099Q	Distribution from your IRA or Education Savings Accounts
2024年1月31日^*	5498	Contribution to IRA and Roth IRA accounts. 注意: Unlike Traditional IRA and Roth IRA accounts, 美国国税局要求在5498年度报告简单和SEP供款 IN而传统的个人退休账户和罗斯个人退休账户的供款是在当年进行报告的为.
2024年2月15日* ^# These six forms are reported on 申博菲律宾app 1099 合并 statement referencing each type within the document.	1099 - div	Dividends, Qualified Dividends, Certain Distributions
	1099 - int	利息收入, Federal Withholding, Foreign Tax Paid
	1099 - oid	Original Issue Discount Income. If you held a Collateralized Mortgage Obligation (CMO), Collateralized Debt Obligation (CDO), or a Real 房地产 Mortgage Investment Conduit (REMIC), you will receive your 1099 at the alternate delayed mailing date, 因为这些类型的投资比传统的OID工具更晚确定其数量.
	1099-B	销售收入, 本金支付, 和扣缴, including Corporate Actions – including Redemptions and Tenders, 选项, 无亏损合并, 1256份合同.
	1099 - misc	杂项收入、特许权使用费和代替股息的替代付款.
	WHMT	广泛持有抵押贷款信托(WHMT)是一种广泛持有的固定投资信托(WHFIT)，其基础资产包括但不限于抵押贷款, regular interest in a REMIC, interest in another WHMT. Generally Principal Payment, 利息收入, 和非报告费用项目与这些投资有关. 申博菲律宾app将在1999年税务年度的合并报表中报告这笔收入, 1099B, or our Supplemental Non-Reportable section.
2024年2月28日*	480.6 (A-D)	为持有波多黎各证券的非波多黎各居民或波多黎各居民提供的各种波多黎各信息申报表.
2024年3月15日*	1042-S	Foreign Persons who have U.S. source income subject to withholding and reporting, 比如利息, 股息, 版税, 养老金, 和养老金.
2024年3月31日*	2439	Notice to Shareholders of Undistributed Long-Term Capital Gains.
2024年4月30日*	5498 - esa	供款(包括展期和转帐)到Coverdell教育储蓄账户. 注意: Unlike IRAs, transfers are required to be reported on ESAs.

1099R和1099Q

IRS Mailing Deadline: 2024年1月31日*

Distribution from your IRA or Education Savings Accounts

5498

IRS Mailing Deadline: 2024年1月31日*

Contribution to IRA and Roth IRA accounts. 注意: Unlike Traditional IRA and Roth IRA accounts, 美国国税局要求在5498年度报告简单和SEP供款 IN而传统的个人退休账户和罗斯个人退休账户的供款是在当年进行报告的为.

1099 - div